Event-triggered review · before the provider agreement is frozen

A DAT manager agreement can be decision-critical before there is an executed contract to benchmark.

Public filings now show several forms of the pre-signing currentness problem. A related-party manager can be expected at a transaction closing while final economics remain unknown. An issuer can already hold digital assets while still describing a third-party manager as an intended future engagement. And a detailed post-closing arrangement can disappear entirely when the underlying transaction terminates.

Currentness rule: never collapse PLANNED / EXPECTED AT CLOSING, INTENDED / PROVIDER NOT YET PUBLICLY LOCATED, SIGNED, ACTIVE and NEVER EXECUTED into one “provider relationship” field.

Fortitude / Grayscale: live pre-signing window

FieldPublic record
TransactionHeartSciences / Fortitude business combination; HeartSciences said on September 15, 2026 that the transaction continues to progress and is expected to close in Q4 2026, subject to closing conditions including shareholder approval.
Expected providerGrayscale Investments, Inc., described in the proxy materials as a Fortitude / DCG affiliate and proposed digital-asset holdings manager.
Expected roleAsset-management agreement expected to be signed at Closing to help Fortitude manage liquidity, including management of digital assets described in the proxy record.
Related-party layerGrayscale is a DCG affiliate; the proxy describes related-party and conflict considerations around the expected relationship.
Final economicsNo final public fee / term / exit schedule was located in the reviewed materials. The agreement is described as expected at Closing, not as an already executed current contract.
CurrentnessPLANNED / EXPECTED AT CLOSING — FINAL AGREEMENT ECONOMICS NOT YET PUBLICLY LOCATED

The proxy also identifies manager-switching cost, transition risk, due diligence and related-party governance as live considerations. Those are useful pre-signing benchmark fields even before a fee schedule is public.

Primary source: HeartSciences proxy materials →
Current transaction update: HeartSciences, September 15, 2026 →

Scilex: active digital-asset activity, but the planned manager contract is still a separate question

FieldPublic record
IssuerScilex Holding Company.
Stated provider planThe 2025 Form 10-K says Scilex intends to engage a third-party asset manager to execute day-to-day management of cryptocurrency holdings under oversight of a planned cryptocurrency advisory board.
Treasury activityThe June 30, 2026 Form 10-Q reports Bitcoin / digital-asset transactions and holdings activity, including Bitcoin received and purchased in transactions with Biconomy and Datavault.
Executed manager agreementNo executed third-party cryptocurrency asset-management agreement was located in the reviewed public filings through the June 30, 2026 Form 10-Q. That is a search result, not proof that no non-public arrangement exists.
CurrentnessINTENDED THIRD-PARTY MANAGER / ACTIVE DIGITAL-ASSET ACTIVITY — EXECUTED MANAGER AGREEMENT NOT PUBLICLY LOCATED IN REVIEWED FILINGS

This is different from an expected-at-closing mandate. The treasury can become economically active before the public record closes the provider-selection loop. A benchmark therefore needs separate fields for strategy activity, funded-asset status, provider-selection status and executed contract status.

Primary source: Scilex 2025 Form 10-K — intended third-party asset manager →
Primary source: Scilex June 30, 2026 Form 10-Q — digital-asset activity →

BSTR / Blockstream Capital: planned arrangement that never became the public contract

FieldPublic record
TransactionBSTR Holdings / Cantor Equity Partners I proposed business combination.
Expected providerBlockstream Capital Management, with Blockstream Capital Partners also party to the expected arrangement.
Planned processThe S-4 said commercial terms would be agreed after Closing and the related-party arrangement would be subject to audit-committee review and approval before Board approval.
Final economicsNot agreed in the reviewed pre-closing filing; the filing expressly said the Asset Management Arrangement had not yet been entered into.
OutcomeOn August 20, 2026 BSTR and CEPO terminated the business combination.
CurrentnessPLANNED / NOT EXECUTED IN THE PUBLIC TRANSACTION RECORD — UNDERLYING BUSINESS COMBINATION TERMINATED

This is a useful false-positive control. A detailed registration statement can describe an expected manager, governance process and transition risk without creating a live executed manager agreement. Once the underlying transaction ended, the planned post-closing arrangement could not be carried forward as a current public-company contract merely because it had appeared repeatedly in the S-4.

Primary source: BSTR S-4 amendment →
Primary source: BSTR transaction termination, August 20, 2026 →

What a pre-signing stress test can freeze

  • proposed provider role and actual authority;
  • related-party / ownership / Board overlap;
  • same-role public fee denominators and payment media;
  • initial term, renewal and ordinary / cause exit rights;
  • minimum fees, warrants, performance economics and expense allocation;
  • custody, staking and manager-transition boundaries;
  • which terms are executed, expected, negotiated, still unknown or superseded by transaction events;
  • the exact event that should trigger a currentness re-check: selection, signing, closing, amendment, funding, first accrual, termination or transaction abandonment.
Commercial trigger: a filing that identifies an intended or expected DAT manager can create a review window before the contract is fixed. It is not proof that the issuer will buy an external benchmark, and it is not evidence of willingness to pay for DAT Provider Research.

Related research

Benchmarking and SEC disclosure evidence →
Compare executed DAT management agreements →
Same provider, different DAT economics →
Related-party DAT agreements →
Currentness methodology →

$4,900 fixed / 72 hours.

Public-source factual commercial research only. No legal, fairness, fiduciary, accounting or investment opinion and no recommendation to approve, retain, replace or terminate a provider.

See the stress-test scope