Case note · Upexi / GSR

Upexi / GSR: a 1.75% AUM mandate, 20-year term and a realized termination dispute.

Upexi's 2025 agreement with GSR Strategies is a useful public example of why digital asset treasury provider benchmarking cannot stop at the annual fee. The disclosed economics combined a recurring AUM fee, warrants, an unusually long initial term, restrictive exit mechanics and later a live arbitration.

Agreement snapshot

FieldPublicly disclosed term
Effective dateApril 23, 2025
ProviderGSR Strategies LLC
RoleDiscretionary investment management for Upexi's cryptocurrency treasury, principally a long-only Solana strategy including staking / restaking
Asset-based fee1.75% per year of assets under management, calculated and paid in advance monthly
Equity-linked compensation2,192,982 warrants disclosed across multiple exercise-price tranches
Scheduled termThrough the twentieth anniversary of April 23, 2025 unless earlier terminated under the agreement
Convenience terminationCompany termination without cause required a two-thirds common-stockholder vote under the disclosed agreement
Termination feeDisclosed as the greater of five times aggregate management fees paid over the prior ten years or $15 million for specified non-cause termination

The fee percentage was only one layer

The 1.75% annual AUM fee is easy to compare. The rest of the agreement changes the economics materially: the provider also received warrants, the relationship was written for a 20-year duration, and the contract included specific non-cause termination economics.

That is the difference between a fee comparison and a provider-economics comparison. A Board evaluating a mandate needs the denominator, equity-linked compensation, duration, renewal language, termination path and surviving obligations in the same record.

The original agreement also constrained replacement after a non-cause exit

The filed agreement stated that if Upexi terminated without Cause, the company would not for ten years enter into another agreement that would have the effect of replacing GSR to engage in substantially similar investment strategies. This is a contractual text point, not a conclusion about enforceability.

Benchmarking implication: provider replacement restrictions and remaining-term economics belong in the same comparison table as the headline AUM fee.

The relationship later became a realized outcome, not a hypothetical exit scenario

Upexi later disclosed competing default allegations, an arbitration demand filed on November 26, 2025, termination of the asset management agreement by GSR effective December 26, 2025, and GSR counterclaims. A later 2026 quarterly filing described the arbitration as active.

This makes the Upexi / GSR record particularly useful for currentness work. The original agreement remains searchable and can look like a live 20-year mandate if the later termination and dispute filings are not reconstructed.

What this case contributes to a DAT provider benchmark

It demonstrates four recurring diligence questions: whether a manager's apparent annual rate captures all consideration; how long the client is economically and operationally committed; what ordinary replacement path exists; and whether later filings have changed the practical status of the original contract.

Related research

Digital asset treasury management agreements →
DAT provider fees →
DAT provider exit economics →
Observed provider outcomes →

Public-source factual commercial research only. No legal opinion, no interpretation of enforceability, no fairness or fiduciary conclusion, no investment advice and no recommendation to retain or terminate any provider.

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